Loading...
RSS feeds allow Web site content to be gathered via feed reader software. Click the subscribe link to obtain the feed URL for this page. The feed will update when new content appears on this page.
Sort By: Relevancy | Date | Type
Displaying items 13-24 of 26
» View ktuu.com items only
    Mar 19, 2013 |Story| Los Angeles Times
  1. Senate panel approves Obama nominees to head SEC, consumer bureau

    WASHINGTON — A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog.
    WASHINGTON — A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog....

    Tags: Republican Party, Bank of America Corp., Consumers, Goldman Sachs Group, Inc., Washington, DC

  2. Feb 11, 2013 |Story| Los Angeles Times
  3. New concerns raised about lawyers leaving SEC for private firms

    The Securities and Exchange Commission’s revolving door is spinning as feverishly as ever.
    The Securities and Exchange Commission’s revolving door is spinning as feverishly as ever. Lawyers who leave the SEC for private law firms often immediately begin lobbying on behalf of their new corporate clients, frequently trying to weaken...

    Tags: Elections, Barack Obama, Politics, Lobbying, U.S. Securities and Exchange Commission

  4. Jan 24, 2013 |Story| Los Angeles Times
  5. Mary Jo White won't be intimidated as SEC chief, Obama says

    WASHINGTON -- President Obama nominated Mary Jo White to be the new head of the Securities and Exchange Commission, saying her track record as a hard-nosed prosecutor means she won't be easily intimidated as Wall Street's new top watchdog.
    WASHINGTON -- President Obama nominated Mary Jo White to be the new head of the Securities and Exchange Commission, saying her track record as a hard-nosed prosecutor means she won't be easily intimidated as Wall Street's new top watchdog. "You don't...

    Tags: Republican Party, Elections, Consumers, Business Institutions, Politics

  6. Jan 24, 2013 |Story| Los Angeles Times
  7. Obama to nominate former prosecutor to lead SEC

    WASHINGTON – President Obama will nominate Mary Jo White, a former prosecutor and one-time director of the Nasdaq stock exchange, to lead the Securities and Exchange Commission, a White House official said Thursday.
    WASHINGTON – President Obama will nominate Mary Jo White, a former prosecutor and one-time director of the Nasdaq stock exchange, to lead the Securities and Exchange Commission, a White House official said Thursday.   Obama plans to make the...

    Tags: Republican Party, Barack Obama, Politics, Richard Cordray, White House

  8. Nov 26, 2012 |Story| Los Angeles Times
  9. SEC chief Mary Schapiro to step down

    WASHINGTON -- Mary Schapiro said Monday she will step down as chairwoman of the Securities and Exchange Commission next month.
    WASHINGTON -- Mary Schapiro said Monday she will step down as chairwoman of the Securities and Exchange Commission next month. Schapiro, who has headed the Wall Street watchdog since 2009, had been widely expected to depart the commission after the...

    Tags: Bank of America Corp., Fiscal Cliff, The New York Times, Finance, Bernard Madoff

  10. Nov 12, 2012 |Story| Los Angeles Times
  11. SEC wins partial victory in case against money-market fund

    The Securities and Exchange Commission has won a partial victory in a prominent case arising from the global financial crisis. A federal jury found Monday that Reserve Management Co., the investment firm running the Reserve Primary Fund money-market...

    Tags: Investments, Finance, Justice System, Crime, Law and Justice, Financial Planning

  12. Nov 12, 2012 |Story| Los Angeles Times
  13. SEC loses case against money-market founder

    <strong>UPDATE</strong>: <a href="http://www.latimes.com/business/money/la-fi-mo-sec-partial-victory-moneymarket-fund-20121112,0,6393583.story" target="_blank">In full ruling, SEC wins partial victory</a>:&nbsp;
    UPDATE: In full ruling, SEC wins partial victory:  The federal government has lost another high-profile case resulting from the global financial crisis. A federal jury Monday cleared the managers of the Reserve Fund money-market fund of civil fraud...

    Tags: Finance, Justice System, Crime, Law and Justice, Financial Planning, U.S. Securities and Exchange Commission

  14. Aug 21, 2012 |Story| Baltimore Sun
  15. SEC awards nearly $50,000 to whistle blower

    You can receive big bucks and feel good about yourself to by reporting financial fraud. This whistle blower program awards 30 percent of the amount recouped once the Securities and Exchange Commission undertakes an enforcement action against the bad...

    Tags: U.S. Securities and Exchange Commission

  16. May 12, 2012 |Story| Chicago Tribune
  17. JPMorgan $2 Billion Loss Hits Shares, Credit, Image

    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for the banking industry.
    Reuters
    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for...

    Tags: Science and Technology, Bank of America Corp., Jamie Dimon, Goldman Sachs Group, Inc., Ratings

  18. May 24, 2012 |Story| KTLA-LTV
  19. Morgan Stanley Made Money on Facebook Share Drop

    FORTUNE -- Here's another example of how on Wall Street for the big banks it's heads they win, tails they win.
    CNN
    FORTUNE -- Here's another example of how on Wall Street for the big banks it's heads they win, tails they win. Even as Facebook's shares dropped, causing losses for regular investors, Morgan and other underwriters of the company's IPO likely racked up...

    Tags: Bank of America Corp., Trials, Manhattan (New York City), Groupon, Inc., Goldman Sachs Group, Inc.

  20. Jun 26, 2012 |Story| Baltimore Sun
  21. Md. firms, treasurer balk at proposed money market regulations

    Battle lines are being drawn over whether money market funds need more protection in the event of another financial crisis. Maryland investment firms and the state treasurer are on one side of the fight; the SEC chairman is on the other. Baltimore's T....

    Tags: Ole Miss Rebels, Companies and Corporations, Finance, Financial Markets, Mutual Funds

  22. Apr 11, 2012 |Story| Baltimore Sun
  23. We're turning America into a giant casino

    Anyone who says you can get rich through gambling is a fool or a knave. Multiply the size of the prize by your chance of winning it and you'll always get a number far lower than what you put into the pot. The only sure winners are the organizers -- casino owners, state lotteries and con artists of all kinds.
    Anyone who says you can get rich through gambling is a fool or a knave. Multiply the size of the prize by your chance of winning it and you'll always get a number far lower than what you put into the pot. The only sure winners are the organizers -- casino...

    Tags: Startups, Business, Lifestyle and Leisure, Barack Obama, Computer Networking and Internet

< Previous1  2  3Next >
Original site for Mary Schapiro topic gallery.