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    May 20, 2013 |Story| Los Angeles Times

  1. Jeweler pleads guilty in KPMG insider-trading case

    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG.
    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG. Bryan Shaw,...

    Tags: U.S. Department of Justice, Skechers USA Incorporated, Judges, FBI, Crime, Law and Justice

    2. May 20, 2013 |Story| Hartford Courant

  2. Phoenix Reports Unaudited Results Of Life Subsidiary

    The Hartford Courant
    The Phoenix Cos. provided federal regulators with some indication of how its life insurance subsidiary is performing, though the parent company cautioned that the unaudited results provided last week are not indicative of consolidated results for The...
    3. May 19, 2013 |Story| Los Angeles Times

  3. Spotlighting a terrorism risk, and profiting

    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he called a major threat to national security.
    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he...

    Tags: Finance, Science and Technology, Human Genome Sciences Inc., Rockville (Bethlehem, Pennsylvania), Michael Chertoff

    4. May 17, 2013 |Column| Allentown Morning Call

  4. Goldman Sachs wins even when muzzled by the feds

    Almost three years ago, when Goldman Sachs Group Inc. paid $550 million to settle fraud accusations by the Securities and Exchange Commission, one of the claims was that Goldman misled the bond-insurer ACA Financial Guaranty Corp. in a horribly complex...

    Tags: Ben Bernanke, Trials, Finance, Politics, Economy, Business and Finance

    5. May 19, 2013 |Story| Chicago Tribune

  5. IPOs on the rise as stocks zoom

    As the stock market reaches new highs, companies are trying to get in on the action by raising money through initial public offerings of their shares. So far this year, U.S. companies — and their owners — have tapped $16.1 billion through...

    Tags: Realty, Consumers, Debt Market, Chicago Commercial Real Estate, Private Equity

    6. May 17, 2013 |Story| Hartford Courant

  6. Aetna Shareholders Vote Down Measures To Change Board Leadership, Further Disclose Political Spending

    The Hartford Courant
    A few Aetna Inc. shareholders took the health insurer to task Friday morning during an annual meeting in Tampa, Fla., over the way it structures its board leadership, how it discloses political spending and the manner in which it ran the annual meeting....

    Tags: New York City, Aetna Inc., Tampa, Politics, Elections

    7. May 15, 2013 |Story| Hartford Courant

  7. NU Refreshes Its Debt With $750M In Notes

    Northeast Utilities is borrowing $750 million in order to pay down other senior debt obligations as well as some of the company's more than $1 billion in short-term debt, according to filings with the Securities and Exchange Commission. After...

    Tags: Credit and Debt, Citigroup Incorporated, Finance, Goldman Sachs Group, Inc., Debt Market

    8. May 15, 2013 |Story| Los Angeles Times

  8. James Murdoch sells $25 million in News Corp. stock

    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value.
    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value. Murdoch, the youngest son of media baron and News Corp. Chairman and Chief Executive Rupert...

    Tags: British Sky Broadcasting Group Plc, Rupert Murdoch, News Corp., Politics, Elections

    9. May 14, 2013 |Story| Los Angeles Times

  9. Sen. Warren goads Fed, SEC, DOJ to explain no-fault bank deals

    Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted...

    Tags: Ben Bernanke, HSBC Holdings plc, Trials, Politics, Finance

    10. May 14, 2013 |Story| Los Angeles Times

  10. Bloomberg in damage-control mode over client snooping

    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous on Wall Street.
    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous...

    Tags: Central Bank, Journalism, Finance, Investments, Michael Bloomberg

    11. May 13, 2013 |Column| Orlando Sentinel

  11. Will Dodd-Frank save (or stifle) capitalism?

    WASHINGTON -- It's been five years since the onset of the financial crisis -- the rescue of Bear Stearns in March 2008 -- and we still don't know whether the financial system is safe. In a recent speech, Daniel Tarullo, the Federal Reserve's point man on regulation, contended that substantial, though incomplete, progress has been made. As an example, he cited the doubling of equity capital for the 18 largest bank holding companies from $393 billion in late 2008 to $792 billion at the end of 2012. Equity capital is shareholders' money; it acts as a buffer against losses. Interestingly, JPMorgan Chase's well-publicized $6 billion loss by the trader nicknamed the "London Whale" confirms the point. Despite the loss's size, it never threatened a panic or overall financial stability.
    WASHINGTON -- It's been five years since the onset of the financial crisis -- the rescue of Bear Stearns in March 2008 -- and we still don't know whether the financial system is safe. In a recent speech, Daniel Tarullo, the Federal Reserve's point man...

    Tags: Consumers, Politics, Finance, Banking, Judges

    12. May 10, 2013 |Story| Los Angeles Times

  12. Freshman senator with senior pluck takes on the financial industry

    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill.
    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill. When her turn finally came after 90 minutes,...

    Tags: Ben Bernanke, Hillary Clinton, Financial and Business Services, Consumers, Finance

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U.S. Securities and Exchange Commission Photos
Latham & Watkins announced the arrival of Nabil Sabki t...
(May 14, 2013)
Nabil Sabki, partner, Latham & Watkins
Lisa A. Dunsky has joined Katten Muchin Rosenman LLP as...
(November 18, 2012)
Lisa A. Dunsky, partner, Katten Muchin Rosenman LLP
Jonathan S. Feld has joined Dykema as a member of its b...
(October 29, 2012)
Jonathan Feld, member, Dykema
 » All 11 U.S. Securities and Exchange Commission photos